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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2005-10-31
  • WI RA
    APPROVED
    Since 2005-10-31

Branch Locations

777 East Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co Milwaukee WI 12/2004 Present
  • 12/2004 → Present
    Robert W Baird & Co
    Milwaukee, WI
Other Businesses

Name: Milwaukee Symphony Orchestra (MSO); Yes, investment-related; Address: 700 N. Water Street, Milwaukee, WI 53202; Nature: Non-Profit; Role: Board Member; Start Date: 6/18/09; Appx hrs/month: 2-3hrs/month; Hrs during trading: 1hr/month; Duties: I am on the finance committee and the pension plan sub-committee. Name/Address: Marquette University High School, 3401 W. Wisconsin Ave., Milwaukee, WI 53208 Start Date: June 2018 Hours Spent Per Month: 1-5; During Trading Hours: 1-5 Responsibility/Role: Investment Committee Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-28
  • S66 Uniform Combined State Law Examination
    2005-10-28

View on SEC IAPD

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