Sanil Sam Thomas

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2020 → 06/2024
  Td Ameritrade, Inc.
  Chicago, IL
• 10/2020 → 12/2020
  Huntington National Bank
  Orland Park, IL
• 07/2020 → 01/2021
  Dick's Sporting Goods
  Tinley Park, IL
• 03/2020 → 06/2020
  Unemployed
  N/A, IL
• 09/2019 → 03/2020
  Hylte/Halmstad Vbk
  Halmstad
• 06/2019 → 08/2019
  Ruffalo Noel Levitz
  Columbus, OH
• 06/2017 → 12/2018
  Ohio State University - Office Of The Treasurer
  Columbus, OH
• 08/2015 → 05/2019
  Ohio State University
  Columbus, OH
• 04/2022 → 06/2024
  Td Ameritrade Investment Management, Llc
  Chicago, IL
• 08/2022 → Present
  Charles Schwab & Co., Inc.
  Chicago, IL
• 08/2022 → Present
  Charles Schwab Bank, Ssb
  Chicago, IL

Previous Registrations

• 2022-04-29 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Chicago, IL
  Chicago, IL
  Omaha, NE
  Chicago, IL
• 2022-04-29 → 2022-10-14
  Td Ameritrade, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Westlake, TX

Other Businesses

1) TINA THOMAS PHOTOGRAPHY LLC | Investment Related:No|Personal/Household Services|Co-Owner|7/26/2022|Less than 20|0|No responsibilities, silent partner, wife is main owner and has all the responsibilites

Exams

• S66 Uniform Combined State Law Examination
  2022-04-28
• S63 Uniform Securities Agent State Law Examination
  2021-03-30

Other Names

• Sanil Thomas