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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-08-25 |
| AL | RA | APPROVED | 2025-08-15 |
| TX | RA | APPROVED | 2025-08-15 |
| PA | RA | APPROVED | 2025-01-03 |
Branch Locations
1700 Market Street 32Nd Floor/Suite 3222, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Philadelphia | PA | 11/2019 | 02/2022 |
| J.P. Morgan Securities Llc | Philadelphia | PA | 11/2020 | 02/2022 |
| U.S. Census Bureau | Philadelphia | PA | 08/2020 | 10/2020 |
| Police And Fire Federal Credit Union | Philadelphia | PA | 11/2017 | 11/2019 |
| State Farm Insurance Company | Philadelphia | PA | 07/2019 | 10/2019 |
| Coca Cola Company | Philadelphia | PA | 02/2016 | 11/2017 |
| Vanguard Marketing Corporation | Malvern | PA | 03/2022 | 10/2024 |
| Fidelity Investments | Exton | PA | 10/2024 | 12/2024 |
| Fidelity Brokerage Services Llc | Exton | PA | 10/2024 | 12/2024 |
| Vanguard Advisers, Inc. | Malvern | PA | 06/2022 | 10/2024 |
| Tiaa | Philadelphia | PA | 12/2024 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Philadelphia | PA | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-29 |
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