Shawn Michael Richards

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-03-07
FL	RA	APPROVED	2025-02-24
TX	RA	APPROVED_RES	2025-02-22
AK	RA	APPROVED	2024-10-11
AR	RA	APPROVED	2024-10-11
CA	RA	APPROVED	2024-10-11
CT	RA	APPROVED	2024-10-11
GA	RA	APPROVED	2024-10-11
MI	RA	APPROVED	2024-10-11
MN	RA	APPROVED	2024-10-11
NY	RA	APPROVED	2024-10-11
NC	RA	APPROVED	2024-10-11
ND	RA	APPROVED	2024-10-11
OR	RA	APPROVED	2024-10-11
PA	RA	APPROVED	2024-10-11
RI	RA	APPROVED	2024-10-11
SC	RA	APPROVED	2024-10-11
UT	RA	APPROVED	2024-10-11
VT	RA	APPROVED	2024-10-11
VA	RA	APPROVED	2024-10-11
WV	RA	APPROVED	2024-10-11
WI	RA	APPROVED	2024-10-11

MA RA
APPROVED

Since 2025-03-07
FL RA
APPROVED

Since 2025-02-24
TX RA
APPROVED_RES

Since 2025-02-22
AK RA
APPROVED

Since 2024-10-11
AR RA
APPROVED

Since 2024-10-11
CA RA
APPROVED

Since 2024-10-11
CT RA
APPROVED

Since 2024-10-11
GA RA
APPROVED

Since 2024-10-11
MI RA
APPROVED

Since 2024-10-11
MN RA
APPROVED

Since 2024-10-11
NY RA
APPROVED

Since 2024-10-11
NC RA
APPROVED

Since 2024-10-11
ND RA
APPROVED

Since 2024-10-11
OR RA
APPROVED

Since 2024-10-11
PA RA
APPROVED

Since 2024-10-11
RI RA
APPROVED

Since 2024-10-11
SC RA
APPROVED

Since 2024-10-11
UT RA
APPROVED

Since 2024-10-11
VT RA
APPROVED

Since 2024-10-11
VA RA
APPROVED

Since 2024-10-11
WV RA
APPROVED

Since 2024-10-11
WI RA
APPROVED

Since 2024-10-11

Branch Locations

West Henrietta, NY • United States

755 Jefferson Road Suite 1A, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
American Portfolios Financial Services, Inc	Holbrook	NY	12/2010	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

12/2010 → 10/2024

American Portfolios Financial Services, Inc

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2010-12-14 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY
2007-03-09 → 2010-12-17

Equitable Advisors, Llc

Rochester, NY

Rochester, NY

Other Businesses

1. 2. SHAWN RICHARDS - INDEPENDANT INSURANCE ADVISOR POSITION: Independent Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 166 START DATE: 10/14/2024 ADDRESS: 755 JEFFERSON RD STE 1A ROCHESTER, NY 14623 DESCRIPTION: Life, Disability, And LTC Insurance. Set Up and Manage Advisory Accounts and Outside Investments. Set Up Direct Mutual Fund. 2. TEACHERETIRE.COM POSITION: Website NATURE: Variable Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 HRS./MO., 8 HRS./MO./MKT. HRS. START DATE: 1/2019 ADDRESS: 755 JEFFERSON RD. STE 11 ROCHESTER, NY 14623 DESCRIPTION: 50% OWNERSHIP, NO COMPENSATION. 3. TEACHERETIRE LLC POSITION: Owner NATURE: teacheretire LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2024 ADDRESS: 755 Jefferson Rd., Ste. 1A, Rochester NY 14623, United States DESCRIPTION: This LLC is established for the sole purpose of providing payroll and retirement plan services to our administrative staff. I also take part in the simple IRA plan. Submitting payroll and retirement plan contributions through Paychex and Vanguard/Ascensus.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-03-29

S66 Uniform Combined State Law Examination

2005-03-29

Other Names

Shawn Richards

View on SEC IAPD