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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-10 |
| LA | RA | APPROVED | 2021-05-07 |
Branch Locations
223 East Main Street, New Iberia, LA 70560 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors | Norcross | GA | 12/2020 | Present |
| Blue Fin Services | New Iberia | LA | 01/2012 | 07/2020 |
| Unemployed | New Iberia | LA | 08/2020 | 11/2020 |
| Newedge Advisors | New Orleans | LA | 05/2021 | Present |
1) Cestia Wealth Management; investment related;223 East Main Street, New Iberia, LA 70560;registered investment advisor;admin;12/2020;160 hrs/month;40 hours during trading;admin duties, associated activites for establishing new clients 2) Vermilion Bay Land Company, LLC - the business is solely investment related for real estate. The address listed is under my residential address. I am the sole owner. This LLC was established in 2015, I currently do not devote any hours to this enterprise. 3)NewEdge Advisors;investment related;858 Camp St,New Orleans,LA 70130;corporation;investment advisor representative;5/1/2021;160 hrs/month;6.5 hrs during trading;financial advising,financial planning,wealth management 4)Foster Wealth Management;investment related;223 East Main Street,New Iberia,LA 70560;llc;investment advisor representative;5/1/2021;140 hrs/month;6.5 hrs during trading;life insurance 5)Foster Wealth Management;investment related;223 East Main Street, New Iberia, LA 70560;llc;investment advisor representative;5/1/2021;140 hrs/month;6.5 hrs during trading;dba for RIA business 6)Catholic High School of New Iberia;not investment related;1301 de La Salle,New Iberia,LA;private K-12 school;advisory council board member;8/1/2019;2 hrs/month;0 hrs during trading;volunteer for school's advisory board,which maintains one meeting/month August through May,provide advice on matters relating to school activities,long term planning,financial planning,budget creation,marketing,fundraising,parent feedback,and facilities planning 7)Ducks Unlimited;not investment related;One Waterfowl Way,Memphis,TN 38120;registered 501(c) non-profit organization;chapter chairman;10/1/2012;4 hrs/month;0 hrs during trading;network with other committee volunteers,solicit local conservationists in the area for event attendance,brainstorm ideas on fundraising for DU's mission,provide leadership amongst committee members,communicate with donors on DU's mission and conservation projects underway
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-28 |
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