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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-02-24 |
Branch Locations
201 Village Center Dr, Chapel Hill, NC 27516 • United States
52 Harper Ln, Pittsboro, NC 27312 • United States
1020 N Harrison Ave, Cary, NC 27513 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chapel Hill | NC | 02/2026 | Present |
| Jpmorgan Chase Bank, N.A. | Chapel Hill | NC | 02/2026 | Present |
| Fidelity Investments | Durham | NC | 06/2022 | 02/2026 |
| First Citizens | Raleigh | NC | 11/2019 | 05/2022 |
| Wells Fargo | Durham | NC | 07/2019 | 11/2019 |
| Leland Little Auctions | Hillsborough | NC | 11/2017 | 06/2019 |
| Target | Holly Springs | NC | 08/2015 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-02-19 |
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