Samuel Shober Stroud

Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2020 → 05/2021
  Tristate Financial Advisors
  Philadelphia, PA
• 06/2020 → 12/2020
  Unemployed
  Malvern, PA
• 10/2018 → 05/2020
  Villanova University
  Bryn Mawr, PA
• 06/2019 → 08/2019
  Equus Capital Partners
  Newtown Square, PA
• 06/2017 → 09/2017
  Lobster House
  Cape May, NJ
• 08/2016 → 05/2020
  Villanova University
  Villanova, PA
• 12/2020 → 05/2021
  Trinity Wealth Securities L.L.C
  Philadelphia, PA
• 06/2021 → Present
  Sei Investments
  Oaks, PA

Previous Registrations

• 2020-12-07 → 2021-05-18
  Florida Financial Advisors, Llc
  Philadelphia, PA

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-03-26
• S65 Uniform Investment Adviser Law Examination
  2020-11-12

Other Names

• Samuel S Stroud
• Sam S Stroud
• Sam Shober Stroud
• Samuel Stroud
• Sam Stroud
• Samuel Shober Stroud