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3110 Edwards Mill Rd Suite 200, Raleigh, NC 27612 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-19 |
Branch Locations
3110 Edwards Mill Rd Suite 200, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services Llc | Charlotte | NC | 11/2022 | 06/2024 |
| Massmutual Life Insurance Company | Charlotte | NC | 04/2022 | 06/2024 |
| Lexington Barbecue | Lexington | NC | 11/2012 | 02/2020 |
| New York Life | Charlotte | NC | 11/2020 | 01/2022 |
| Unemployed | Lexington | NC | 02/2020 | 11/2020 |
| Unemployed | Charlotte | NC | 01/2022 | 04/2022 |
| Unemployed | Charlotte | NC | 06/2024 | 09/2024 |
| Sparta Wealth Partners | Charlotte | NC | 09/2024 | 12/2024 |
| Lexington Barbecue | Lexington | NC | 11/2024 | Present |
| Sparta Wealth Partners | Charlotte | NC | 12/2024 | 06/2026 |
| Fortress Private Ledger, Llc | Raleigh | NC | 06/2026 | Present |
Lexington Barbecue; not investment related; Lexington, NC; e-commerce coordinator; 11/1/24;10 hours/month; salary; monitoring and fulfilling orders for family business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-15 |
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