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Nicolas Diaz

Fisher Investments

Camas, WA

Plano, TX

CRD 7319223

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-06-12
TX RA APPROVED 2024-06-12
WA RA APPROVED 2024-06-12
  • OR RA
    APPROVED
    Since 2024-06-12
  • TX RA
    APPROVED
    Since 2024-06-12
  • WA RA
    APPROVED
    Since 2024-06-12

Branch Locations

5525 Nw Fisher Creek Dr, Camas, WA 98607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ocean County College Tom Rivers NJ 01/2016 05/2017
Stone Fire Grill Beachwood NJ 01/2016 08/2018
Harvest Restaurant Group Morristown NJ 09/2018 09/2019
Ogilvy Health Parsippany NJ 09/2019 04/2020
Unemployed Beachwood NJ 05/2020 11/2020
Rfa Securities Llc Philadelphia PA 12/2020 06/2022
Fisher Investments Camas WA 03/2024 Present
Bay Crest Partners New York NY 06/2022 08/2023
Unemployed Beachwood NJ 08/2023 03/2024
  • 01/2016 → 05/2017
    Ocean County College
    Tom Rivers, NJ
  • 01/2016 → 08/2018
    Stone Fire Grill
    Beachwood, NJ
  • 09/2018 → 09/2019
    Harvest Restaurant Group
    Morristown, NJ
  • 09/2019 → 04/2020
    Ogilvy Health
    Parsippany, NJ
  • 05/2020 → 11/2020
    Unemployed
    Beachwood, NJ
  • 12/2020 → 06/2022
    Rfa Securities Llc
    Philadelphia, PA
  • 03/2024 → Present
    Fisher Investments
    Camas, WA
  • 06/2022 → 08/2023
    Bay Crest Partners
    New York, NY
  • 08/2023 → 03/2024
    Unemployed
    Beachwood, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-12
S63 Uniform Securities Agent State Law Examination 2022-06-13
  • S65 Uniform Investment Adviser Law Examination
    2024-06-12
  • S63 Uniform Securities Agent State Law Examination
    2022-06-13

View on SEC IAPD

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