James George Faunce

Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2020 → 04/2021
  Mass Mutual Life Insurance Company
  Bala Cynwyd, PA
• 01/2021 → 04/2021
  Mml Investors Services
  Bala Cynwyd, PA
• 05/2018 → 08/2018
  Gm Financial Planners
  Paoli, PA
• 05/2019 → 08/2019
  Qvc Retail Company
  West Chester, PA
• 05/2016 → 05/2020
  St. Joseph University
  Philadelphia, PA
• 05/2021 → Present
  Sei Investments
  Oaks, PA

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-27

Other Names

• James Faunce