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Thomas Henry Conrad Schwalbe

Fund Advisors Of America Inc

Orlando, FL

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Current Employers
Fund Advisors Of America Inc

1800 Pembrook Drive Suite 300, Orlando, FL 32810 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-11
  • FL RA
    APPROVED
    Since 2020-12-11

Branch Locations

1800 Pembrook Drive Suite 300, Orlando, FL 32810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fund Advisors Of America, Inc. Orlando FL 11/2020 Present
Patriot Group International Chantilly VA 06/2010 Present
Other Businesses

4/2010 - Present - Icon Security Consulting, LLC located in Orlando, Florida. The entity was organized as non-public business to contract with the Patriot Group International to provide security to government personnel in high threat areas around the world. This business is not investment-related. Mr. Schwalbe is the sole owner and employee. Contract work is typically two months on and then off a few months. Security detail services can range from 0-8 hours each day depending on location stateside or overseas. Generally, when contracted for security detail, Mr. Schwalbe will be unavailable during business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-18
  • S65 Uniform Investment Adviser Law Examination
    2020-09-18

View on SEC IAPD

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