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Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-03-06
CO RA APPROVED 2023-03-07
AZ RA APPROVED 2018-11-20
FL RA APPROVED 2017-02-02
NC RA APPROVED 2015-02-17
IL RA APPROVED 2013-04-02
IN RA APPROVED 2013-01-07
  • KY RA
    APPROVED
    Since 2024-03-06
  • CO RA
    APPROVED
    Since 2023-03-07
  • AZ RA
    APPROVED
    Since 2018-11-20
  • FL RA
    APPROVED
    Since 2017-02-02
  • NC RA
    APPROVED
    Since 2015-02-17
  • IL RA
    APPROVED
    Since 2013-04-02
  • IN RA
    APPROVED
    Since 2013-01-07

Branch Locations

8555 N. River Rd. Suite 470, Indianapolis, IN 46250 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St. Securities, L.L.C. Elmhurst IL 09/2005 Present
Lasalle St. Investment Advisor, L.L.C. Elmhurst IL 01/2013 Present
  • 09/2005 → Present
    Lasalle St. Securities, L.L.C.
    Elmhurst, IL
  • 01/2013 → Present
    Lasalle St. Investment Advisor, L.L.C.
    Elmhurst, IL
Other Businesses

FIXED INSURANCE; LASALLE ST. INVESTMENT ADVISORS, L.L.C.; Sucessor Trustee for aunt and uncle's trust. Executor James Sykes Estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-03
S63 Uniform Securities Agent State Law Examination 2005-08-09
  • S65 Uniform Investment Adviser Law Examination
    2013-01-03
  • S63 Uniform Securities Agent State Law Examination
    2005-08-09

View on SEC IAPD

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