Best Investors Account Sign in
Inactive

Sean Gillis

Northrock Partners, LLC

Roseville, CA

Minneapolis, MN

Claim This Profile
Current Employers
Northrock Partners, Llc

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-10
  • CA RA
    APPROVED
    Since 2025-07-10

Branch Locations

3741 Douglas Blvd Suite 290, Roseville, CA 95661-4271 • United States

225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Grass Valley CA 11/2019 04/2021
J.P. Morgan Securities Llc Grass Valley CA 04/2021 04/2022
Sierra Insulation Auburn CA 10/2018 11/2019
Clearent Payment Processing Grass Valley CA 07/2018 09/2018
Spring Mobile Grass Valley CA 07/2011 07/2018
Ameriprise Financial Services, Llc Roseville CA 04/2022 07/2025
Northrock Partners, Llc Roseville CA 07/2025 Present
  • 11/2019 → 04/2021
    Jpmorgan Chase Bank, N.A.
    Grass Valley, CA
  • 04/2021 → 04/2022
    J.P. Morgan Securities Llc
    Grass Valley, CA
  • 10/2018 → 11/2019
    Sierra Insulation
    Auburn, CA
  • 07/2018 → 09/2018
    Clearent Payment Processing
    Grass Valley, CA
  • 07/2011 → 07/2018
    Spring Mobile
    Grass Valley, CA
  • 04/2022 → 07/2025
    Ameriprise Financial Services, Llc
    Roseville, CA
  • 07/2025 → Present
    Northrock Partners, Llc
    Roseville, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-15
S63 Uniform Securities Agent State Law Examination 2021-03-19
  • S66 Uniform Combined State Law Examination
    2022-08-15
  • S63 Uniform Securities Agent State Law Examination
    2021-03-19
Other Names
  • Sean Gillis
  • Sean Joseph Gillis

View on SEC IAPD

Other Firms

DCA FAMILY OFFICE, LLC
DCA MANAGEMENT COMPANY, INC.
MUTUAL ADVISORS, LLC
COMMONWEALTH FINANCIAL NETWORK
EDWARD JONES
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
MERCER GLOBAL ADVISORS INC.
CWM, LLC

Other Investors

KHOLT T. MULDERRIG
Christopher Bruce Stephenson
Kristofer Louis Jones
DANIEL HAVEN FULLER
Zachary Ward Scholfield
JULIA RAMONA SHILES
EDWARD JOSEPH BUNTING
BRADLEY SCOTT SULLIVAN

Other Offices

DCA FAMILY OFFICE, LLC · ROSEVILLE, CA
DCA MANAGEMENT COMPANY, INC. · ROSEVILLE, CA
MUTUAL ADVISORS, LLC · Roseville, CA
DCA FAMILY OFFICE, LLC · Roseville, CA
COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Roseville, CA
MERCER GLOBAL ADVISORS INC. · ROSEVILLE, CA

More in Roseville, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor