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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-05-21
  • GA RA
    APPROVED
    Since 2021-05-21

Branch Locations

6555 North Federal Hwy, Ft Lauderdale, FL 33308 • United States

3300 Cumberland Blvd Se, Atlanta, GA 30339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Branch Banking And Trust Co. Newnan GA 09/2015 09/2017
Branch Banking And Trust Co. Atlanta GA 10/2017 06/2020
First Citizens Bank Atlanta GA 07/2020 Present
First Citizens Investor Services Raleigh NC 12/2020 Present
  • 09/2015 → 09/2017
    Branch Banking And Trust Co.
    Newnan, GA
  • 10/2017 → 06/2020
    Branch Banking And Trust Co.
    Atlanta, GA
  • 07/2020 → Present
    First Citizens Bank
    Atlanta, GA
  • 12/2020 → Present
    First Citizens Investor Services
    Raleigh, NC
Other Businesses

1) Sargent Mill Investors, LLC; 120 Sol Bridges Road, Newnan GA, 30263; Family-owned LLC; Owner; Began 11/02/2021; Jointly owned LLC to hold personal family assets; 0 hours/month, 0 hours during trading hours; No compensation is received; Non-Investment Related; Business is not a client of the Firm. file tax returns, keep financial records 2) Rental Property POSITION: Owner/Co-Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 120 Sol Bridges Road, Newnan GA 30263, United States DESCRIPTION: Converting existing primary residence to rental home 3) AXIS OUTDOORS POSITION: Owner/Co-Owner NATURE: Hobby that Generates Income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2026 ADDRESS: 640 Old Carrollton Road, Newnan GA 30263, United States DESCRIPTION: Axis Outdoors is an online marketplace for outdoor hunting / sportsmen enthusiasts

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-24
  • S66 Uniform Combined State Law Examination
    2021-03-24

View on SEC IAPD

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