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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-28 |
| TX | RA | APPROVED | 2022-04-28 |
Branch Locations
560 Mission St Floor 22, San Francisco, CA 94105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Francisco | CA | 11/2020 | 03/2022 |
| Credit Suisse Ag | Hong Kong | 07/2015 | 11/2020 | |
| Morgan Stanley Private Bank Na | San Francisco | CA | 05/2021 | 03/2022 |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 04/2022 | Present |
| J.P. Morgan Securities Llc | San Francisco | CA | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-19 |
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