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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-06-09 |
| GA | RA | APPROVED | 2025-01-17 |
| TX | RA | APPROVED_RES | 2025-01-17 |
| VA | RA | APPROVED | 2025-01-17 |
| LA | RA | APPROVED | 2025-01-16 |
| NC | RA | APPROVED | 2021-12-20 |
| SC | RA | APPROVED | 2021-12-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wyndham Championship | Greensboro | NC | 05/2019 | 08/2019 |
| University Of Memphis | Memphis | TN | 08/2019 | 05/2020 |
| Elon University | Elon | NC | 08/2016 | 05/2019 |
| Self-Employed | Salem | SC | 05/2020 | 01/2021 |
| Lpl Financial | Greenville | SC | 01/2021 | Present |
| Independent Advisor Alliance | Greenville | SC | 01/2022 | Present |
1) 12/13/2021 - Harwood Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2022 - 220 Hours Per Month/150 Hours During Securities Trading. 2) 12/15/2021 - Independent Advisor Alliance - DBA: (Hybrid) Harwood Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/01/2022 - 220 Hours Per Month/150 Hours During Securities Trading. 3) 01/09/2025 - Harwood Financial Services LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/01/2025 - 200 Hrs/Mth - 6 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-28 |
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