Carlos Morlote

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 01/2017
  Bbtis
  Miami, FL
• 02/2017 → 08/2017
  Regions Bank
  Miami, FL
• 02/2017 → 08/2017
  Cetera Investment Advisers Llc
  Miami, FL
• 02/2017 → 08/2017
  Cetera Investment Services Llc
  St.CLoud, MN
• 08/2017 → 11/2018
  Citigroup
  Miami, FL
• 11/2018 → 02/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 02/2021 → Present
  Citigroup
  Miami, FL

Previous Registrations

• 2018-11-15 → 2021-02-19
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Miami, FL
• 2017-08-30 → 2018-11-28
  Citigroup Global Markets Inc.
  Miami, FL
  Miami, FL
  Miami, FL
  Pinecrest, FL
  Coral Springs, FL
  Miami, FL
  Coral Springs, FL
• 2017-02-08 → 2017-08-23
  Cetera Investment Advisers Llc
  Miami, FL
• 2014-01-13 → 2017-01-31
  Bb&T Investment Services, Inc.
  Miami, FL
  Doral, FL
  Aventura, FL
  Weston, FL
  Miami, FL
  Charlotte, NC
  Hialeah, FL
  Key Biscayne, FL
  Miami, FL
  Miami, FL
  Miami, FL
  Miami, FL
  Miami, FL
  Sunny Isles Beach, FL
  Fort Lauderdale, FL
  Coral Springs, FL
  Miami, FL
  Miami, FL
  Miami, FL
  Orlando, FL
  Aventura, FL
  Hialeah, FL
• 2013-07-11 → 2014-01-15
  Principal Securities, Inc.
  Miramar, FL
  Miami, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-12-26
• S63 Uniform Securities Agent State Law Examination
  2008-03-06