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Ping Lin

Charles Schwab & Co., Inc.

Walnut Creek, CA

Westlake, TX

CRD 7317499

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-14
  • CA RA
    APPROVED
    Since 2023-07-14

Branch Locations

Walnut Creek, CA • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade St. Louis MO 11/2020 03/2022
College Student New York NY 04/2013 09/2020
Charles Schwab & Co., Inc. Walnut Creek CA 01/2022 Present
  • 11/2020 → 03/2022
    Td Ameritrade
    St. Louis, MO
  • 04/2013 → 09/2020
    College Student
    New York, NY
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-14
S63 Uniform Securities Agent State Law Examination 2021-07-13
  • S66 Uniform Combined State Law Examination
    2023-07-14
  • S63 Uniform Securities Agent State Law Examination
    2021-07-13

View on SEC IAPD

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