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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-08-09 |
| FL | RA | APPROVED | 2021-05-19 |
Branch Locations
4950 Sw 72Nd St., Unit 120, Miami, FL 33155 • United States
10441 Racetrack Rd. Unit #1, Berlin, MD 21811 • United States
Miami Lakes, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Retired | Miami Lakes | FL | 07/2016 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 12/2020 | Present |
| Cambridge Investment Research Inc. | Fairfield | IA | 01/2021 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 05/2021 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-80 HR/MO-80/TRADING. 05/19/21-ADMINISTRATIVE IAR OF CIRA. OBA REPORT SUBMITTED ON FINANCIAL PROFESSIONAL'S BEHALF, BY CIR HOME OFFICE. TIME SPENT IS ESTIMATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-23 |
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