Best Investors Account Sign in

Sean Mallory

Equitable Advisors, LLC

Rochester, NY

CRD 7316813

Claim This Profile
Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-27
NY RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2026-04-27
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

765 Jefferson Road 3Rd Fl, Suite 310, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Agatina'S Restaurant Rochester NY 04/2016 01/2021
Equitable Advisors New York NY 12/2020 Present
University At Buffalo Buffalo NY 09/2016 05/2020
Ladder 91 Painting Co Rochester NY 06/2019 08/2019
Dibella's Old Fashioned Subs Buffalo NY 08/2018 05/2019
  • 04/2016 → 01/2021
    Agatina'S Restaurant
    Rochester, NY
  • 12/2020 → Present
    Equitable Advisors
    New York, NY
  • 09/2016 → 05/2020
    University At Buffalo
    Buffalo, NY
  • 06/2019 → 08/2019
    Ladder 91 Painting Co
    Rochester, NY
  • 08/2018 → 05/2019
    Dibella's Old Fashioned Subs
    Buffalo, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-19
  • S66 Uniform Combined State Law Examination
    2021-01-19
Other Names
  • Sean Mallory
  • Sean M Mallory

View on SEC IAPD

Nearby Firms

MORGAN STANLEY
COMMONWEALTH FINANCIAL NETWORK
NOVEM GROUP

Nearby Investors

THERESA CLARE KENYON
JAMES HAROLD HARMAN
GEORGIANN VALLEE COLLINS

Nearby Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY

More in Rochester, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor