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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-08-21
TX RA APPROVED 2025-08-21
  • LA RA
    APPROVED
    Since 2025-08-21
  • TX RA
    APPROVED
    Since 2025-08-21

Branch Locations

601 Poydras St., New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shearman & Sterling Llp New York NY 08/2013 06/2017
John Hopkins University Washington DC 09/2017 05/2019
Iberia Bank New Orleans LA 07/2019 08/2020
First Horizon New Orleans LA 08/2020 Present
Pan American Life Insurance Group New Orleans LA 06/2018 09/2018
Lpl Financial Llc New Orleans LA 08/2025 Present
  • 08/2013 → 06/2017
    Shearman & Sterling Llp
    New York, NY
  • 09/2017 → 05/2019
    John Hopkins University
    Washington, DC
  • 07/2019 → 08/2020
    Iberia Bank
    New Orleans, LA
  • 08/2020 → Present
    First Horizon
    New Orleans, LA
  • 06/2018 → 09/2018
    Pan American Life Insurance Group
    New Orleans, LA
  • 08/2025 → Present
    New Orleans, LA
Previous Registrations
  • 2021-02-24 → 2025-08-21
    First Horizon Advisors, Inc.
    New Orleans, LA
Other Businesses

1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 08/04/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-24
  • S66 Uniform Combined State Law Examination
    2021-02-24
Other Names
  • Filippo Nicola Feoli

View on SEC IAPD

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