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Andrea Rose Massey

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-07-26
  • IL RA
    APPROVED
    Since 2021-07-26

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ami Group Inc. St. Charles IL 03/2019 11/2020
American Family Insurance Westmont IL 07/2015 03/2019
First Trust Portfolios L.P. Wheaton IL 11/2020 Present
First Trust Advisors L.P. Wheaton IL 02/2021 Present
  • 03/2019 → 11/2020
    Ami Group Inc.
    St. Charles, IL
  • 07/2015 → 03/2019
    American Family Insurance
    Westmont, IL
  • 11/2020 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 02/2021 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-26
S63 Uniform Securities Agent State Law Examination 2021-02-04
  • S66 Uniform Combined State Law Examination
    2021-07-26
  • S63 Uniform Securities Agent State Law Examination
    2021-02-04

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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