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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-01-31
IL RA APPROVED 2020-12-08
  • MA RA
    APPROVED
    Since 2025-01-31
  • IL RA
    APPROVED
    Since 2020-12-08

Branch Locations

Boston , MA • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Windy City Thunderbolts Crestwood IL 06/2016 09/2017
St. Laurence High School Burbank IL 08/2017 08/2020
First Trust Portfolios L.P. Wheaton IL 11/2020 Present
First Trust Advisors L.P. Wheaton IL 11/2020 Present
  • 06/2016 → 09/2017
    Windy City Thunderbolts
    Crestwood, IL
  • 08/2017 → 08/2020
    St. Laurence High School
    Burbank, IL
  • 11/2020 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 11/2020 → Present
    Wheaton, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-15
  • S66 Uniform Combined State Law Examination
    2020-10-15

View on SEC IAPD

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