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James M Florio

Florio Wealth Management, LLC

Seminole, FL

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Current Employers
Florio Wealth Management, Llc

8200 Seminole Blvd., Seminole, FL 33772 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-01-26
  • FL RA
    APPROVED
    Since 2021-01-26

Branch Locations

8200 Seminole Blvd., Seminole, FL 33772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ensured Futures Seminole FL 05/2006 Present
Florio Wealth Management, Llc Seminole FL 11/2020 Present
Other Businesses

Insurance Licensed Life and Health

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-20
  • S65 Uniform Investment Adviser Law Examination
    2020-10-20

View on SEC IAPD

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Other Offices

CROSSPLAN MONEY MANAGEMENT · SEMINOLE, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Seminole, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEMINOLE, FL
TARGETED FINANCIAL SERVICES, LLC · SEMINOLE, FL
LPL ENTERPRISE, LLC · SEMINOLE, FL
THRIVENT INVESTMENT MANAGEMENT INC. · Seminole, FL
CETERA INVESTMENT ADVISERS LLC · SEMINOLE, FL
WELLS FARGO CLEARING SERVICES, LLC · SEMINOLE, FL

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