Wange Liu

Employer firm

Prospect Financial Services LLC CRD 314154

$431M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 05/2022
  Transpacific Financial, Inc.
  Flushing, NY
• 07/2021 → 04/2022
  Globalink Securities, Inc
  Pasadena, CA
• 06/2022 → 01/2024
  Citigroup Global Markets Inc.
  New York, NY
• 03/2026 → Present
  Lpl Financial Llc
  Melville, NY
• 04/2026 → Present
  Prospect Financial Services Llc
  Melville, NY
• 01/2021 → Present
  Musik Collab Inc
  Roslyn, NY

Other Businesses

1) Wange Liu is dually registered as a registered representative with LPL Financial LLC since 03/2026 and as an investment advisor representative with Prospect Financial Services LLC since 04/2026. Business is conducted from 445 Broad Hollow Rd. Ste CL-43, Melville, NY, 11747. Approximately 50% of Mr. Liu's time is dedicated for services as an investment advisor representative of Prospect Financial Services LLC, with the balance as a registered representative of LPL Financial LLC. 2) AIFG Insurance Marketing; Not investment-related; 18725 E. Gale Ave, Ste 233, City of Industry, CA. 91748; Licensed Insurance Agent; Insurance sales; Implementation of insurance recommendations; Less than 5% of time during the month. 3) KKSS Wealth Advisory LLC; Business Entity for Tax/Investment Purposes Only; Investment-related; 1 hour/month; 1 hour during trading; Port Washington. NY 11050; Start date 10/2025 4) Musik Collab Inc.; Business Owner' Not investment-related; 1 hour/month; 1 hour during trading; Roslyn, NY 11576; Start date: 01/2021

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-06-03
• S63 Uniform Securities Agent State Law Examination
  2022-04-07

Other Names

• Edward Liu