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Rbc Securities, Inc CRD 103705
$1.52B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-29 |
Branch Locations
937 Loma Santa Fe Dr 1St Floor, Solana Beach, CA 92075 • United States
3424 Carson Street 1St Floor, Torrance, CA 90503 • United States
La Mesa, CA • United States
4275 Executive Square 7Th Floor, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sprott Global Resource Investments Ltd. | Carlsbad | CA | 11/2020 | 04/2024 |
| Unemployed | Carlsbad | CA | 04/2020 | 11/2020 |
| Accredited Debt Relief | San Diego | CA | 01/2020 | 04/2020 |
| Premier Food Concepts | San Diego | CA | 01/2014 | 11/2019 |
| Sprott Asset Management Usa, Inc. | Carlsbad | CA | 02/2022 | 04/2024 |
| Stifel, Nicolaus & Company, Incorporated | Carlsbad | CA | 04/2024 | 08/2025 |
| Navy Federal Financial Group, Llc | San Diego | CA | 10/2025 | 06/2026 |
| Navy Federal Investment Services, Llc | San Diego | CA | 10/2025 | 06/2026 |
| Chipotle Mexican Grill | Del Mar | CA | 08/2025 | 12/2025 |
| Burger Lounge | Del Mar | CA | 04/2024 | 01/2025 |
| Chik-Fil-A | San Diego | CA | 09/2023 | 01/2024 |
| Rbc Securities, Inc | La Jolla | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2021-11-29 |
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