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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-05-03 |
Branch Locations
1200 North Dixie Hwy, Elizabethtown, KY 42701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Campbellsville University | Campbellsville | KY | 02/2018 | 04/2021 |
| Edmonton Umc | Edmonton | KY | 06/2017 | 06/2018 |
| Wku Wesley Foundation | Bowling Green | KY | 05/2016 | 05/2017 |
| Thrivent Investment Management Inc | Carmel | IN | 02/2021 | 05/2021 |
| Thrivent Financial | Appleton | WI | 04/2021 | 05/2021 |
| Taylor County Bank | Campbellsville | KY | 05/2021 | 10/2021 |
| Thrivent Investment Management Inc | Campbellsville | KY | 12/2021 | 04/2023 |
| Thrivent Financial | Appleton | WI | 01/2022 | 04/2023 |
| Ups | Campbellsville | KY | 08/2020 | 04/2021 |
| Kids Spot Center Llc | Campbellsville | KY | 07/2017 | 02/2018 |
| Broadway United Methodist Church | Bowling Green | KY | 08/2016 | 05/2017 |
| J.P. Morgan Securities Llc | Elizabethtown | KY | 05/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Elizabethtown | KY | 05/2023 | Present |
| Unemployed | Campbellsville | KY | 11/2021 | 11/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-29 |
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