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Kendell Johnson Phillip

Lockstep Financial LLC

Odenton, MD

CRD 7316030

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Employer firm

Lockstep Financial LLC CRD 311865

$1.22M regulatory AUM 12 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Lockstep Financial Llc

Laurel, MD • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
  • MD RA
    APPROVED
    Since 2025-01-01

Branch Locations

Odenton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maverick Trading Silver Spring MD 03/2013 05/2019
Northrop Grumman Baltimore MD 02/2009 Present
Lockstep Financial Llc Odenton MD 11/2020 Present
  • 03/2013 → 05/2019
    Maverick Trading
    Silver Spring, MD
  • 02/2009 → Present
    Northrop Grumman
    Baltimore, MD
  • 11/2020 → Present
    Lockstep Financial Llc
    Odenton, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-31
  • S65 Uniform Investment Adviser Law Examination
    2018-12-31

View on SEC IAPD

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