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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-10-15 |
Branch Locations
320 South Canal Street Suite 2975, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Chicago | IL | 12/2020 | 09/2024 |
| Trader Joe's | Chicago | IL | 08/2018 | 02/2024 |
| Unemployed | Chicago | IL | 06/2018 | 08/2018 |
| Hammerschlag Inc. | Chicago | IL | 03/2018 | 06/2018 |
| All Natural Chicago | Chicago | IL | 05/2013 | 03/2018 |
| Wells Fargo Advisors Financial Network, Llc | Chicago | MO | 09/2024 | Present |
2. *430401 - GradImages; Investment related - No; Talahassee, Florida; Photography (Service); Employee (proprietor, partner, officer, director, employee, trustee, agent); 05/2021; During business hours: 0; After business hours: 20; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-18 |
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