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Michael Anthony Smith

Avidian Wealth Solutions

Houston, TX

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Current Employers
Avidian Wealth Solutions

800 Town & Country Blvd Ste 220, Houston, TX 77024 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-06-17
  • TX RA
    APPROVED
    Since 2003-06-17

Branch Locations

800 Town & Country Blvd Ste 220, Houston, TX 77024 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Avidian Wealth Solutions F/K/A Streettalk Advisors, Llc Houston TX 04/2003 Present
  • 04/2003 → Present
    Avidian Wealth Solutions F/K/A Streettalk Advisors, Llc
    Houston, TX
Previous Registrations
  • 2003-01-06 → 2008-04-17
    B. Riley Wealth Management
    Houston, TX
    Houston, TX
Other Businesses

MR. SMITH IS AN OWNER OF AVIDIAN INSURANCE AGENCY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-04
S63 Uniform Securities Agent State Law Examination 2000-04-14
  • S65 Uniform Investment Adviser Law Examination
    2002-01-04
  • S63 Uniform Securities Agent State Law Examination
    2000-04-14
Other Names
  • Mike Smith
  • Michael Smith

View on SEC IAPD

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