Michael Anthony Smith

Employer firm

Avidian Wealth Solutions CRD 127186

$4.76B regulatory AUM 3 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Avidian Wealth Solutions

800 Town & Country Blvd Ste 220, Houston, TX 77024 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-06-17

TX RA
APPROVED

Since 2003-06-17

Branch Locations

800 Town & Country Blvd Ste 220, Houston, TX 77024 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Avidian Wealth Solutions F/K/A Streettalk Advisors, Llc	Houston	TX	04/2003	Present

04/2003 → Present

Avidian Wealth Solutions F/K/A Streettalk Advisors, Llc

Houston, TX

Previous Registrations

2003-01-06 → 2008-04-17

B. Riley Wealth Management

Houston, TX

Houston, TX

Other Businesses

MR. SMITH IS AN OWNER OF AVIDIAN INSURANCE AGENCY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-01-04
S63	Uniform Securities Agent State Law Examination	2000-04-14

S65 Uniform Investment Adviser Law Examination

2002-01-04
S63 Uniform Securities Agent State Law Examination

2000-04-14

Other Names

Mike Smith
Michael Smith

View on SEC IAPD