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Cynthia L Rich

Edward Jones

Brea, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-07-10
  • CA RA
    APPROVED
    Since 2024-07-10

Branch Locations

135 S State College Blvd Ste 360, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Setyourbodyfree, Llc Charlotte NC 08/2010 06/2020
Penn Mutual Insurance Company Horsham PA 07/2020 06/2022
Honor, Townsend & Kent Llc Horsham PA 12/2020 05/2022
Empress Investment Group Santa Monica CA 05/2022 03/2023
Madison Avenue Securities San Diego CA 05/2022 03/2023
Infinex Investments, Inc. Meriden CT 03/2023 07/2024
First Bank Long Beach CA 03/2023 07/2024
Edward Jones St Louis MO 07/2024 Present
  • 08/2010 → 06/2020
    Setyourbodyfree, Llc
    Charlotte, NC
  • 07/2020 → 06/2022
    Penn Mutual Insurance Company
    Horsham, PA
  • 12/2020 → 05/2022
    Honor, Townsend & Kent Llc
    Horsham, PA
  • 05/2022 → 03/2023
    Empress Investment Group
    Santa Monica, CA
  • 05/2022 → 03/2023
    Madison Avenue Securities
    San Diego, CA
  • 03/2023 → 07/2024
    Infinex Investments, Inc.
    Meriden, CT
  • 03/2023 → 07/2024
    First Bank
    Long Beach, CA
  • 07/2024 → Present
    St Louis, MO
Previous Registrations
Other Businesses

"Isagenix International Type: Date: 08/23/10 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: Residual Income City-State: Gilbert AZ" ****

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-19
S63 Uniform Securities Agent State Law Examination 2021-02-02
  • S65 Uniform Investment Adviser Law Examination
    2022-05-19
  • S63 Uniform Securities Agent State Law Examination
    2021-02-02
Other Names
  • Cynthia Lynn Smith
  • Cynthia Rich Moore
  • Cynthia Lynn Rich

View on SEC IAPD

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