Brandon K Kepley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2020 → 09/2021
  Cetera Investment Services Llc
  St Cloud, MN
• 02/2018 → 10/2021
  In-N-Out Burger
  La Habra, CA
• 05/2016 → 02/2018
  Fullerton Aquatics Sports Teams
  Fullerton, CA
• 03/2021 → 09/2021
  Cetera Investment Advisers Llc
  Monrovia, CA
• 10/2021 → Present
  Tax & Financial Group
  Newport Beach, CA
• 10/2021 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 10/2021 → 08/2023
  Securian Financial Services Inc
  St Paul, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Newport Beach, CA
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-10-21 → 2023-08-10
  Securian Financial Services, Inc.
  Newport Beach, CA
  St. Paul, MN
• 2021-03-04 → 2021-09-23
  Cetera Investment Advisers Llc
  Monrovia, CA

Other Businesses

1) TFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 154 START DATE: 10/05/2021 ADDRESS: 4001 Macarthur Blvd, Ste 300, Newport Beach CA 92660, United States DESCRIPTION: On an as needed basis, sale of fixed risk products to clients as a part of normal consultations with prospective or existing clients. 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams

• S66 Uniform Combined State Law Examination
  2021-03-03

Other Names

• Brandon Kepley
• Brandon Keith Kepley