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Grant W Schenk

Ubs Financial Services Inc.

Chicago, IL

CRD 7315202

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-02-26
MO RA APPROVED 2022-02-26
  • IL RA
    APPROVED
    Since 2022-02-26
  • MO RA
    APPROVED
    Since 2022-02-26

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Saint Louis MO 11/2020 05/2021
Apex Systems (Wells Fargo) Saint Louis MO 05/2018 07/2018
North Inc. Saint Louis MO 06/2017 07/2017
Mission Taco Saint Louis MO 08/2016 04/2018
School/Unemployed Saint Louis MO 08/2018 10/2020
Ubs Financial Services Inc. Chicago IL 09/2021 Present
Unemployed Saint Louis MO 06/2021 09/2021
  • 11/2020 → 05/2021
    Td Ameritrade
    Saint Louis, MO
  • 05/2018 → 07/2018
    Apex Systems (Wells Fargo)
    Saint Louis, MO
  • 06/2017 → 07/2017
    North Inc.
    Saint Louis, MO
  • 08/2016 → 04/2018
    Mission Taco
    Saint Louis, MO
  • 08/2018 → 10/2020
    School/Unemployed
    Saint Louis, MO
  • 09/2021 → Present
    Ubs Financial Services Inc.
    Chicago, IL
  • 06/2021 → 09/2021
    Unemployed
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
S63 Uniform Securities Agent State Law Examination 2021-05-11
  • S66 Uniform Combined State Law Examination
    2022-02-25
  • S63 Uniform Securities Agent State Law Examination
    2021-05-11
Other Names
  • Grant Woodward Schenk
  • Grant W Schenk

View on SEC IAPD

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Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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