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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-11 |
Branch Locations
13001 Seal Beach Blvd, Ste 240, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Virginia Country Club | Long Beach | CA | 07/2019 | 10/2020 |
| Northwestern Mutual | Long Beach | CA | 01/2021 | 01/2022 |
| Lpl Financial | Seal Beach | CA | 05/2022 | Present |
| Woodrow Wilson High School | Long Beach | CA | 09/2015 | 06/2019 |
| California State University Long Beach | Long Beach | CA | 08/2019 | 12/2024 |
1 - 01/2025 - MJF Financial, Inc. - DBA for LPL Business (entity for LPL business) - Inv Related - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-09 |
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