Erin Little

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-03-15
CO	RA	APPROVED	2023-03-15
WA	RA	APPROVED	2023-03-15

CA RA
APPROVED

Since 2023-03-15
CO RA
APPROVED

Since 2023-03-15
WA RA
APPROVED

Since 2023-03-15

Branch Locations

2950 Camino Diablo Ste 220, Walnut, CA 94597 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lafayette Square Financial Advisors	Walnut Creek	CA	12/2020	Present
B8Ta	San Francisco	CA	01/2018	02/2021
Henge Docks	San Francisco	CA	12/2014	01/2018
Cetera Wealth Services Llc	El Segundo	CA	11/2020	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2023	Present

12/2020 → Present

Lafayette Square Financial Advisors

Walnut Creek, CA
01/2018 → 02/2021

B8Ta

San Francisco, CA
12/2014 → 01/2018

Henge Docks

San Francisco, CA
11/2020 → Present

Cetera Wealth Services Llc

El Segundo, CA
03/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2022-04-22 → 2023-06-30

Cetera Wealth Services, Llc

Seattle, WA

Walnut Creek, CA

Other Businesses

1. NAME OF OTHER BUSINESS: LAYFAYETTE SQUARE FINANCIAL ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 12/2020 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 35, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR ADVISORY SERVICES;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-03-21

S65 Uniform Investment Adviser Law Examination

2022-03-21

Designations

Other Names

Erin Johnson

View on SEC IAPD