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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2021-04-12
  • WV RA
    APPROVED
    Since 2021-04-12

Branch Locations

710 Central Avenue, Barboursville, WV 25504 • United States

Barboursville, WV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Barboursville WV 11/2020 Present
Don Herndon Barboursville WV 03/2020 11/2020
Ay Do No Korean Bbq Hollywood CA 06/2017 03/2020
Culver Hotel Culver City CA 05/2014 06/2017
  • 11/2020 → Present
    Barboursville, WV
  • 03/2020 → 11/2020
    Don Herndon
    Barboursville, WV
  • 06/2017 → 03/2020
    Ay Do No Korean Bbq
    Hollywood, CA
  • 05/2014 → 06/2017
    Culver Hotel
    Culver City, CA
Other Businesses

Board of Directors; Alchemy Theatre Board of Directors; board member, fundraiser committee chair; 68 Holley Ave., , Huntington, WV, 25705; Not Investment-Related; 03/02/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Herndon And Associates, LLC; Receive compensation through LLC; Manage advisory business; 710 Central Ave., , Barboursville, WV, 25504; Not Investment-Related; 12/21/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-19
  • S66 Uniform Combined State Law Examination
    2021-03-19
Other Names
  • Chuck Herndon

View on SEC IAPD

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