Carlo Mantica

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2021 → Present
  Nylife Securities Llc
  New York, NY
• 03/2007 → 12/2020
  Mantica Ventures Inc.
  New York, NY
• 11/2020 → Present
  New York Life Insurance Company
  New York, NY
• 03/2023 → Present
  Eagle Strategies Llc
  New York, NY

Other Businesses

[Mantica Ventures Inc. - Dormant; 235 East 95th Street, apt. 15K, New York NY, 10128; owner; No hours; no compensation; not-investment related] [Insurance brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 235 East 95th street, apt. 15K New York, NY 10128; Start Date 01/2024; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 0 hours per month during securities trading hours][Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering non-registered products.; 235 East 95th street, apt. 15K, New York, NY 10128; Start Date 11/2024; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 0 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-03-18
• S63 Uniform Securities Agent State Law Examination
  2021-04-30