Regina Roshune Holmes

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers

State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2018-08-13

AZ RA
APPROVED

Since 2018-08-13

Branch Locations

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Farm Vp Management Corp	Scottsdale	AZ	04/2012	Present
State Farm Insurance	Scottsdale	AZ	03/2013	Present
State Farm Investment Management Corp.	Scottsdale	AZ	08/2018	Present

04/2012 → Present

State Farm Vp Management Corp

Scottsdale, AZ
03/2013 → Present

State Farm Insurance

Scottsdale, AZ
08/2018 → Present

State Farm Investment Management Corp.

Scottsdale, AZ

Other Businesses

1) NAIFA SCOTTSDALE; NON-INVESTMENT-RELATED; PO BOX 4160, SCOTTSDALE, AZ, 85261; NETWORKING ORGANIZATION; SECRETARY/TREASURER; 7/1/2015; 6 HR/MO FOR BOTH; CHECK SIGNATORY AUTHORITY, REVIEW/PRESENT BUDGET, REVIEW/REPORT FINANCIAL STATEMENTS TO BOARD MONTHLY 2) VisualEyes Your Victory; Non-Investment Related; 12210 N 76th Pl., Scottsdale, AZ 85260; Other - Write a Book/Journal; Write book/journal about visualizing your goals and creating a mindset for victory.; Owner; 2/4/2021; 10; 0; Sell book through online sources and social media platforms. 3) RegalFit50; Non-Investment Related; 2923 N 48th Pl Phoenix, AZ 85018; Other; Owner; President; 04/06/2026; 15; 0; None

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-04-24

S63 Uniform Securities Agent State Law Examination

2008-04-24

Designations

Chartered Financial Consultant

Other Names

Regina Roshune Sarter

View on SEC IAPD