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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-22 |
Branch Locations
3421 E. Imperial Highway Suite E-1, Brea, CA 92823 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Riverside | CA | 11/2020 | 11/2023 |
| Full Time Education | Riverside | CA | 10/2017 | 03/2020 |
| City Of Norco | Norco | CA | 10/2018 | 10/2019 |
| Unemployed | Norco | CA | 03/2020 | 11/2020 |
| Unemployed | Norco | CA | 07/2016 | 09/2017 |
| Full Time Education | Los Angeles | CA | 01/2015 | 06/2017 |
| Bank Of America, N.A. | Riverside | CA | 04/2022 | 11/2023 |
| Charles Schwab & Co., Inc. | Brea | CA | 10/2024 | Present |
| Unemployed | Costa Mesa | CA | 12/2023 | 09/2024 |
| Charles Schwab Bank | Brea | CA | 10/2024 | Present |
1) Basketball Official|Investment Related: No|Sports/Physical Recreation|Basketball Official|10/1/2011|Less than 20 hour/month - 0 during trading hours|Officiate basketball contests for National Collegiate Athletic Association and other amateur basketball leagues.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-04 |
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