Isabel C. Rumberg

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-05-12
TX	RA	APPROVED	2026-05-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Sovos	Smyrna	GA	06/2020	11/2020
Instacart	Atlanta	GA	03/2020	05/2020
Tech Data Corporation	Doral	FL	05/2018	02/2020
Scansource, Inc.	Doral	FL	05/2017	05/2018
Florida International University	Doral	FL	02/2016	06/2017
Bank Of America, N.A./Merrill Lynch, Pierce, Fenner & Smith Inc	Mableton	GA	11/2020	03/2025
J.P. Morgan Securities Llc	Doral	FL	03/2025	05/2026
Jpmorgan Chase Bank, N.A.	Doral	FL	03/2025	05/2026
Wells Fargo Clearing Services, Llc	Coral Gables	FL	05/2026	Present

06/2020 → 11/2020

Sovos

Smyrna, GA
03/2020 → 05/2020

Instacart

Atlanta, GA
05/2018 → 02/2020

Tech Data Corporation

Doral, FL
05/2017 → 05/2018

Scansource, Inc.

Doral, FL
02/2016 → 06/2017

Florida International University

Doral, FL
11/2020 → 03/2025

Bank Of America, N.A./Merrill Lynch, Pierce, Fenner & Smith Inc

Mableton, GA
03/2025 → 05/2026

J.P. Morgan Securities Llc

Doral, FL
03/2025 → 05/2026

Jpmorgan Chase Bank, N.A.

Doral, FL
05/2026 → Present

Wells Fargo Clearing Services, Llc

Coral Gables, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-03-29