Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
CA RA APPROVED 2022-04-06
  • TX RA
    APPROVED
    Since 2022-06-03
  • CA RA
    APPROVED
    Since 2022-04-06

Branch Locations

Antioch, CA • United States

1748 Railroad Ave, Livermore, CA 94550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Brentwood CA 11/2020 Present
Mark Hoogs State Farm Moraga CA 03/2020 10/2020
Maass Photography Concord CA 03/2013 Present
Sons Of Liberty Alehouse San Leandro CA 08/2017 04/2018
Paradiso Restaurant San Leandro CA 01/2012 04/2020
Kincaids Bayhouse Oakland CA 10/2005 07/2019
Horatios San Leandro CA 06/2019 06/2019
Engage Social Media San Leandro CA 06/2018 09/2019
Bank Of America, N.A. Brentwood CA 02/2022 Present
  • 11/2020 → Present
    Brentwood, CA
  • 03/2020 → 10/2020
    Mark Hoogs State Farm
    Moraga, CA
  • 03/2013 → Present
    Maass Photography
    Concord, CA
  • 08/2017 → 04/2018
    Sons Of Liberty Alehouse
    San Leandro, CA
  • 01/2012 → 04/2020
    Paradiso Restaurant
    San Leandro, CA
  • 10/2005 → 07/2019
    Kincaids Bayhouse
    Oakland, CA
  • 06/2019 → 06/2019
    Horatios
    San Leandro, CA
  • 06/2018 → 09/2019
    Engage Social Media
    San Leandro, CA
  • 02/2022 → Present
    Bank Of America, N.A.
    Brentwood, CA
Other Businesses

I* 600244For profit or not for profit: Entity For ProfitName of outside business organization: Engage social media/Maass PhotographyInvestment related: noAddress of business: concord, CA, 94518Nature of business: S CorporationPosition, title, association: OwnerStart date of relationship: 01/01/2012Number of hours devoted: 2 weeklyNumber of hours devoted during trading hours: 0Duties: Photography, social media posts

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-04
  • S66 Uniform Combined State Law Examination
    2022-04-04
Other Names
  • Hana Maksic
  • Hana Maass

View on SEC IAPD

More in Antioch, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor