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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-03 |
| CA | RA | APPROVED | 2022-04-06 |
Branch Locations
1748 Railroad Ave, Livermore, CA 94550 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brentwood | CA | 11/2020 | Present |
| Mark Hoogs State Farm | Moraga | CA | 03/2020 | 10/2020 |
| Maass Photography | Concord | CA | 03/2013 | Present |
| Sons Of Liberty Alehouse | San Leandro | CA | 08/2017 | 04/2018 |
| Paradiso Restaurant | San Leandro | CA | 01/2012 | 04/2020 |
| Kincaids Bayhouse | Oakland | CA | 10/2005 | 07/2019 |
| Horatios | San Leandro | CA | 06/2019 | 06/2019 |
| Engage Social Media | San Leandro | CA | 06/2018 | 09/2019 |
| Bank Of America, N.A. | Brentwood | CA | 02/2022 | Present |
I* 600244For profit or not for profit: Entity For ProfitName of outside business organization: Engage social media/Maass PhotographyInvestment related: noAddress of business: concord, CA, 94518Nature of business: S CorporationPosition, title, association: OwnerStart date of relationship: 01/01/2012Number of hours devoted: 2 weeklyNumber of hours devoted during trading hours: 0Duties: Photography, social media posts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-04 |
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