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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-10-25 |
Branch Locations
5000 Rockside Rd Suite 550, Independence, OH 44131 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shumay Counseling Services | Richfield | OH | 08/2016 | 09/2019 |
| Digital Marketing Clinic At Baldwin Wallace University | Berea | OH | 08/2018 | 05/2020 |
| Baldwin Wallace University | Berea | OH | 08/2016 | 05/2020 |
| Lpl Financial | Independence | OH | 11/2020 | Present |
| Unemployment | Seven Hills | OH | 05/2020 | 11/2020 |
| Private Advisor Group, Llc | Morristown | NJ | 09/2023 | Present |
1-11/2020 / Independence Financial Services, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / Independence, OH 2-11/29/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 11/13/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-28 |
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