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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-10-25
  • OH RA
    APPROVED
    Since 2023-10-25

Branch Locations

5000 Rockside Rd Suite 550, Independence, OH 44131 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shumay Counseling Services Richfield OH 08/2016 09/2019
Digital Marketing Clinic At Baldwin Wallace University Berea OH 08/2018 05/2020
Baldwin Wallace University Berea OH 08/2016 05/2020
Lpl Financial Independence OH 11/2020 Present
Unemployment Seven Hills OH 05/2020 11/2020
Private Advisor Group, Llc Morristown NJ 09/2023 Present
  • 08/2016 → 09/2019
    Shumay Counseling Services
    Richfield, OH
  • 08/2018 → 05/2020
    Digital Marketing Clinic At Baldwin Wallace University
    Berea, OH
  • 08/2016 → 05/2020
    Baldwin Wallace University
    Berea, OH
  • 11/2020 → Present
    Lpl Financial
    Independence, OH
  • 05/2020 → 11/2020
    Unemployment
    Seven Hills, OH
  • 09/2023 → Present
    Morristown, NJ
Other Businesses

1-11/2020 / Independence Financial Services, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / Independence, OH 2-11/29/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 11/13/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-28
  • S66 Uniform Combined State Law Examination
    2023-08-28

View on SEC IAPD

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