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Ian Michael Dougherty

LPl Financial LLC

Huntingdon Valley, PA

Iselin, NJ

CRD 7313665

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-02-10
  • PA RA
    APPROVED
    Since 2021-02-10

Branch Locations

2600 Philmont Ave Ste 304, Huntingdon Valley, PA 19006 • United States

485 E Rte 1 S, Suite 110, Iselin, NJ 08830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
I M Dougherty & Company, Pc Huntingdon Valley PA 09/2014 Present
Lpl Financial Llc Huntington Valley PA 02/2021 Present
  • 09/2014 → Present
    I M Dougherty & Company, Pc
    Huntingdon Valley, PA
  • 02/2021 → Present
    Lpl Financial Llc
    Huntington Valley, PA

View on SEC IAPD

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