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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-10-28
OK RA APPROVED 2024-10-24
TX RA APPROVED 2024-09-24
  • DC RA
    APPROVED
    Since 2024-10-28
  • OK RA
    APPROVED
    Since 2024-10-24
  • TX RA
    APPROVED
    Since 2024-09-24

Branch Locations

Fort Worth, TX • United States

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Highlands Ranch CO 04/2019 10/2020
Jpmorgan Chase Bank, N.A. Centennial CO 10/2020 10/2021
Roper Insurance Parker CO 01/2017 11/2018
University Of Denver Denver CO 09/2017 06/2019
Evereve Littleton CO 01/2017 03/2018
Metropolitan State University Denver CO 08/2014 05/2017
University Of Reading England Reading 08/2016 12/2016
Fidelity Investments Greenwood Village CO 10/2021 06/2024
Thrivent Investment Management Inc Minneapolis MN 09/2024 Present
Unemployed Fort Worth TX 06/2024 09/2024
Thrivent Financial Appleton WI 09/2024 Present
  • 04/2019 → 10/2020
    Jpmorgan Chase Bank, N.A.
    Highlands Ranch, CO
  • 10/2020 → 10/2021
    Jpmorgan Chase Bank, N.A.
    Centennial, CO
  • 01/2017 → 11/2018
    Roper Insurance
    Parker, CO
  • 09/2017 → 06/2019
    University Of Denver
    Denver, CO
  • 01/2017 → 03/2018
    Evereve
    Littleton, CO
  • 08/2014 → 05/2017
    Metropolitan State University
    Denver, CO
  • 08/2016 → 12/2016
    University Of Reading England
    Reading
  • 10/2021 → 06/2024
    Fidelity Investments
    Greenwood Village, CO
  • 09/2024 → Present
    Minneapolis, MN
  • 06/2024 → 09/2024
    Unemployed
    Fort Worth, TX
  • 09/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2022-03-02 → 2024-05-21
    Fidelity Personal And Workplace Advisors
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-25
  • S66 Uniform Combined State Law Examination
    2022-02-25
Other Names
  • Sydney Bauserman
  • Sydney L Bauserman
  • Sydney Lauren Bauserman

View on SEC IAPD

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