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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-22 |
| GA | RA | APPROVED | 2025-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 11/2020 | 10/2023 |
| Kennesaw State University | Kennesaw | GA | 08/2015 | 12/2020 |
| Doordash | Atlanta | GA | 07/2020 | 11/2020 |
| Jets Pizza | Kennesaw | GA | 05/2017 | 07/2020 |
| Morgan Stanley | Alpharetta | GA | 01/2023 | 10/2023 |
| Pruco Securities Llc | Atlanta | GA | 11/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Atlanta | GA | 05/2024 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duluth | GA | 07/2025 | Present |
| Unemployed | Duluth | GA | 12/2024 | 06/2025 |
| Bank Of America, N.A. | Duluth | GA | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-14 |
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