Fatima Naqinia

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → 01/2021
  Pruco Securities Llc
  Roseville, CA
• 12/2018 → 02/2022
  Independent Contractor / Coldwell Banker Realty
  Mill Valley, CA
• 05/2017 → 04/2019
  Bank Of America, N.A
  Menlo Park, CA
• 09/2016 → 01/2017
  Macys, Inc.
  San Mateo, CA
• 01/2017 → 05/2017
  Unemployed
  San Mateo, CA
• 11/2018 → 09/2022
  Sole Proprietor / Fatima Naqinia
  Mill Valley, CA
• 01/2021 → 01/2022
  Lincoln Financial Securities
  Folsom, CA
• 01/2022 → 11/2024
  Pruco Securities, Llc
  Austin, TX
• 01/2022 → 11/2025
  The Prudential Insurance Company Of America
  Austin, TX
• 11/2024 → 11/2025
  Lpl Enterprise, Llc
  Houston, TX
• 11/2025 → Present
  Guardian Life Insurance Company
  Austin, TX
• 11/2025 → Present
  Park Avenue Securities
  Austin, TX

Previous Registrations

• 2024-11-14 → 2025-11-28
  Lpl Enterprise, Llc
  Houston, TX
  San Jose, CA
• 2022-02-08 → 2024-11-14
  Pruco Securities, Llc.
  Roseville, CA
  Roseville, CA
  Gold River, CA
  San Jose, CA
  Austin, TX
  San Jose, CA
  Houston, TX
  Austin, TX
• 2021-02-26 → 2022-01-31
  Osaic Fs, Inc.
  El Dorado Hills, CA

Other Businesses

1. Khayyam Productions INC: Executive Producer- Movie Production Company, Address: 501 Brazos St. Apt 2003, Austin, TX 78701, Start Date: 10/09/2023, 2 hours per month/ 0 during normal trading hours, Non Investment Related, Less than 10% Annual Compensation, 2. Pulsar Pictures LLC: Managing Director and Co-Founder- Movie and Entertainment Production Company, Address: 501 Brazos St. Apt 2003, Austin, TX 78701, Start date: 01/15/2024, 5 hours per month/ 0 during normal trading hours, Non Investment Related, Less than 10% Annual Compensation, 3. EveryGen Wealth Solutions LLC: Owner- DBA, Address: 501 Brazos St. Apt 2003, Austin, TX 78701, Start date: 06/15/2024, 5 hours per month/ 0 during normal trading hours, Non Investment Related, No Annual Compensation, 4. Insurance Broker: Products other than those offered by Guardian, Address: 501 Brazos St. Apt 2003, Austin, TX 78701, Start date: 01/01/2024, 10 hours per month/ 0 during normal trading hours, Investment Related, Less than 10% Annual Compensation,

Exams

• S66 Uniform Combined State Law Examination
  2020-12-15

Other Names

• Fatemeh Naghiniarami