Yun Sum Fung

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Altos, CA
• 10/2019 → Present
  Bank Of America, N.A.
  Los Altos, CA
• 06/2017 → 09/2019
  University Of California, Los Angeles
  Los Angeles, CA
• 01/2016 → 10/2016
  China Palace Restaurant
  Stockton, CA
• 08/2014 → 05/2017
  San Joaquin Delta College
  Stockton, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-01-14

Other Names

• Samson Fung