Shaun Pattison Griffin

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-10-15

MA RA
APPROVED

Since 2025-10-15

Branch Locations

Hopedale, MA • United States

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	11/2020	Present
Jp Morgan Chase & Co	Watertown	MA	01/2019	08/2020
Mattress Firm	Boston	MA	09/2018	12/2018
Northeast Interiors	Randolph	MA	12/2016	04/2017
Cape & Islands Kitchens	Bourne	MA	05/2017	09/2018
Chart Room	Bourne	MA	05/2016	10/2016

11/2020 → Present

Commonwealth Financial Network

Waltham, MA
01/2019 → 08/2020

Jp Morgan Chase & Co

Watertown, MA
09/2018 → 12/2018

Mattress Firm

Boston, MA
12/2016 → 04/2017

Northeast Interiors

Randolph, MA
05/2017 → 09/2018

Cape & Islands Kitchens

Bourne, MA
05/2016 → 10/2016

Chart Room

Bourne, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-29

S66 Uniform Combined State Law Examination

2025-09-29

View on SEC IAPD