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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-21
  • TX RA
    APPROVED
    Since 2024-06-21

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Westlake TX 11/2020 Present
City Of Nacogdoches Nacogdoches TX 02/2014 11/2020
Other Businesses

1) Freelance author | Investment Related:No|Other|Author|1/1/2012|Less than 20|0|I am a freelance author of film scripts, comics, novels, and short stories. I also edit works and collections of work. I sell copies of this written work as well as admission to the films. None of these are related to finance., 2) YouTube | Investment Related:No|Other|Streamer|8/18/2026|Less than 20|0|Playing games and entertainment

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-20
S63 Uniform Securities Agent State Law Examination 2021-06-25
  • S66 Uniform Combined State Law Examination
    2024-06-20
  • S63 Uniform Securities Agent State Law Examination
    2021-06-25

View on SEC IAPD

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