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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-22 |
| CO | RA | APPROVED | 2026-06-09 |
Branch Locations
5555 Dtc Parkway Suite 310, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Airlines | Houston | TX | 04/2017 | Present |
| Us Air Force | San Antonio | TX | 07/2014 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Wichita | KS | 11/2020 | 03/2026 |
| Aaron Stark | Wichita | KS | 11/2020 | 03/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2021 | 03/2026 |
| Massachusetts Mutual Life Insurance Company | Greenwood Village | CO | 04/2026 | Present |
| Mml Investors Services, Llc | Greenwood Village | CO | 04/2026 | Present |
Name: United Airlines Inv Rel: N Add: 609 Main Street, Houston, TX 77002 Nature: Airlines Position: Pilot Instructor and First Officer Start Date: 04/01/2017 No Hrs/Mo: 25 No/Hrs Mo dur trading: 10 Describe Duties: Fly Airbus 320 as First Officer and provide classroom and simulator instruction to Airbus pilots.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-23 |
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