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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-22
CO RA APPROVED 2026-06-09
  • TX RA
    APPROVED
    Since 2026-06-22
  • CO RA
    APPROVED
    Since 2026-06-09

Branch Locations

5555 Dtc Parkway Suite 310, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Airlines Houston TX 04/2017 Present
Us Air Force San Antonio TX 07/2014 05/2017
Northwestern Mutual Investment Services Llc Wichita KS 11/2020 03/2026
Aaron Stark Wichita KS 11/2020 03/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2021 03/2026
Massachusetts Mutual Life Insurance Company Greenwood Village CO 04/2026 Present
Mml Investors Services, Llc Greenwood Village CO 04/2026 Present
  • 04/2017 → Present
    United Airlines
    Houston, TX
  • 07/2014 → 05/2017
    Us Air Force
    San Antonio, TX
  • 11/2020 → 03/2026
    Northwestern Mutual Investment Services Llc
    Wichita, KS
  • 11/2020 → 03/2026
    Aaron Stark
    Wichita, KS
  • 12/2021 → 03/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2026 → Present
    Massachusetts Mutual Life Insurance Company
    Greenwood Village, CO
  • 04/2026 → Present
    Greenwood Village, CO
Other Businesses

Name: United Airlines Inv Rel: N Add: 609 Main Street, Houston, TX 77002 Nature: Airlines Position: Pilot Instructor and First Officer Start Date: 04/01/2017 No Hrs/Mo: 25 No/Hrs Mo dur trading: 10 Describe Duties: Fly Airbus 320 as First Officer and provide classroom and simulator instruction to Airbus pilots.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-20
S63 Uniform Securities Agent State Law Examination 2021-04-23
  • S65 Uniform Investment Adviser Law Examination
    2026-05-20
  • S63 Uniform Securities Agent State Law Examination
    2021-04-23
Other Names
  • Matthew T Vann
  • Matt Vann

View on SEC IAPD

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